Fraud Warning

We have been made aware that a number of messages have been sent to individuals in Australia from an email address purportedly in the name of a James Carter at Sunrise in Hong Kong. These are not genuine and we recommend that any individuals receiving such a message do not respond.

If you are in any doubt about a communication you have received, please speak with your usual contact at Sunrise Brokers

Unlawful cloning of our website

We have been made aware that our website has been cloned under the web address www.sunriseinvestments-hk.com. This is not in any way connected or affiliated with Sunrise Brokers web address of www.sunrisebrokers.com

The Regulatory Authorities for each Sunrise Broker entity have been informed but if you have been contacted by a James Carter, anyone else using a sunriseinvestment-hk.com email address or have used the website www.sunriseinvestments-hk.com, you should contact the following.

In the United Kingdom and Europe The Financial Conduct Authority ("FCA") Consumer Helpline on 0800 111 6768 in the UK or +44 20 7066 1000 from abroad

In Hong Kong The Securities and Futures Commission (SFC) Licensing & Intermediaries (+852) 2231 1222

In Australia The Australian Securities and Investments Commission (ASIC) helpline 1300 300 630

In United States of America The Securities & Exchange Commission (SEC) www.sec.gov/complaint/tipscomplaint.shtml

If you have any further questions concerning this please contact compliance@sunrisebrokers.com